| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Nerico Brothers Limited (HK) | Rep | 期货合约交易 | 2016-05-06 | 2017-07-05 |
| Rep | 证券交易 | 2016-05-06 | 2017-07-05 | |
| Rep | 杠杆式外汇交易 | 2016-05-06 | 2017-07-05 | |
| Rep | 杠杆式外汇交易 | 2015-09-25 | 2016-01-18 | |
| Rep | 期货合约交易 | 2014-11-13 | 2016-01-18 | |
| Rep | 证券交易 | 2014-11-13 | 2016-01-18 | |
| Annum Asset Management (Hong Kong) Limited | Rep | 提供资产管理 | 2013-09-16 | 2014-05-20 |
| I-ACCESS INVESTORS LIMITED | Rep | 期货合约交易 | 2013-05-23 | 2014-05-20 |
| Rep | 证券交易 | 2013-05-23 | 2014-05-20 |