| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2021-01-21 | 2022-11-25 |
| Rep | 期货合约交易 | 2020-12-16 | 2022-11-25 | |
| Rep | 证券交易 | 2020-12-16 | 2022-11-25 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 证券交易 | 2019-08-08 | 2020-12-04 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2019-08-08 | 2020-12-04 |
| IRIDIUM CAPITAL LIMITED (HK) | Rep | 提供资产管理 | 2018-07-24 | 2019-06-14 |