| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Capula Investment Management Asia Limited | Rep | 证券交易 | 2023-12-08 | 2023-12-22 |
| Rep | 提供资产管理 | 2019-12-11 | 2021-09-21 | |
| Rep | 证券交易 | 2019-11-25 | 2021-09-21 | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2016-10-11 | 2019-10-10 |
| Rep | 证券交易 | 2016-10-11 | 2019-10-10 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2013-05-28 | 2019-10-10 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 证券交易 | 2013-05-28 | 2016-10-10 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2013-05-28 | 2016-10-10 |