| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2015-07-03 | 2022-06-30 |
| KGI CAPITAL ASIA LIMITED | Rep | 就机构融资提供意见 | 2014-09-11 | 2015-06-14 |
| Rep | 证券交易 | 2014-09-11 | 2015-06-14 | |
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2013-09-19 | 2014-09-11 |
| Rep | 证券交易 | 2013-05-29 | 2014-09-11 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2013-05-29 | 2014-09-11 |