| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就机构融资提供意见 | 2023-09-28 | - |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就机构融资提供意见 | 2021-08-25 | 2023-06-23 |
| Rep | 就证券提供意见 | 2021-08-25 | 2023-06-23 | |
| Rep | 证券交易 | 2021-08-25 | 2023-06-23 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2017-09-04 | 2021-06-18 |
| Rep | 就证券提供意见 | 2017-09-04 | 2021-06-18 | |
| Rep | 证券交易 | 2017-09-04 | 2021-06-18 | |
| BOCI ASIA LIMITED | Rep | 就机构融资提供意见 | 2014-01-24 | 2017-07-28 |
| HARVEST GLOBAL INVESTMENTS LIMITED | Rep | 就证券提供意见 | 2013-05-30 | 2013-10-25 |
| Rep | 提供资产管理 | 2013-05-30 | 2013-10-25 |