| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2025-04-07 | - |
| Rep | 就证券提供意见 | 2025-03-07 | 2025-03-13 | |
| Rep | 就证券提供意见 | 2025-01-17 | 2025-01-27 | |
| Rep | 就证券提供意见 | 2024-12-06 | 2024-12-13 | |
| Rep | 就证券提供意见 | 2024-10-04 | 2024-10-10 | |
| Rep | 就证券提供意见 | 2024-06-21 | 2024-06-27 | |
| Rep | 就证券提供意见 | 2024-02-16 | 2024-02-23 | |
| Rep | 就证券提供意见 | 2023-06-23 | 2023-06-30 | |
| Rep | 就证券提供意见 | 2023-02-21 | 2023-02-25 | |
| MUFG Securities Asia Limited | Rep | 证券交易 | 2019-03-25 | 2020-06-15 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2014-08-21 | 2016-08-19 |
| Rep | 就证券提供意见 | 2014-07-11 | 2014-07-16 | |
| Rep | 就证券提供意见 | 2013-11-26 | 2013-11-29 | |
| Rep | 就证券提供意见 | 2013-05-31 | 2013-06-05 |
已采集记录中暂无金管局登记。