| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CC Finance Limited | Rep | 就机构融资提供意见 | 2015-07-13 | 2016-10-05 |
| Rep | 就证券提供意见 | 2015-07-13 | 2016-10-05 | |
| Rep | 证券交易 | 2015-07-13 | 2016-10-05 | |
| CC SIF Advisory Limited | Rep | 就机构融资提供意见 | 2015-07-13 | 2016-10-05 |
| Rep | 就证券提供意见 | 2015-07-13 | 2016-10-05 | |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2013-06-10 | 2015-01-14 |
| Rep | 证券交易 | 2013-06-10 | 2015-01-14 |