| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Soochow Securities International Asset Management Limited | Rep | 就证券提供意见 | 2021-01-04 | - |
| Rep | 提供资产管理 | 2021-01-04 | - | |
| Soochow Securities International Brokerage Limited | RO | 证券交易 | 2019-03-05 | 2020-11-30 |
| Rep | 证券交易 | 2018-09-17 | 2019-03-05 | |
| Rep | 就证券提供意见 | 2018-09-17 | 2020-11-30 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2013-06-10 | 2013-10-12 |