| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| IAM LEGACY LIMITED | RO | 就证券提供意见 | 2010-07-06 | 2013-07-11 |
| Kaiser KT Capital Limited | RO | 就机构融资提供意见 | 2010-07-06 | 2013-07-11 |
| DBS ASIA CAPITAL LIMITED | RO | 就机构融资提供意见 | 2006-03-24 | 2009-09-01 |
| RO | 就证券提供意见 | 2006-03-24 | 2009-09-01 | |
| RO | 证券交易 | 2006-03-24 | 2009-09-01 | |
| Rep | 就机构融资提供意见 | 2005-09-23 | 2006-03-24 | |
| Rep | 就证券提供意见 | 2005-09-23 | 2006-03-24 | |
| Rep | 证券交易 | 2005-09-23 | 2006-03-24 |