| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2017-01-23 | 2019-03-30 |
| Rep | 就证券提供意见 | 2017-01-23 | 2019-03-30 | |
| Rep | 证券交易 | 2017-01-23 | 2019-03-30 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就证券提供意见 | 2013-07-02 | 2013-11-04 |
| Rep | 证券交易 | 2013-07-02 | 2013-11-04 |