| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就期货合约提供意见 | 2015-06-02 | 2016-06-08 |
| Rep | 就证券提供意见 | 2015-06-02 | 2016-06-08 | |
| Rep | 期货合约交易 | 2015-05-06 | 2016-06-08 | |
| Rep | 证券交易 | 2015-05-06 | 2016-06-08 | |
| Saxo Capital Markets HK Limited | Rep | 期货合约交易 | 2014-12-19 | 2015-01-06 |
| Rep | 证券交易 | 2014-12-19 | 2015-01-06 | |
| Rep | 杠杆式外汇交易 | 2014-12-19 | 2015-01-06 | |
| Interactive Brokers LLC | Rep | 杠杆式外汇交易 | 2013-10-24 | 2014-08-09 |
| Rep | 期货合约交易 | 2013-09-10 | 2014-08-09 | |
| Rep | 证券交易 | 2013-07-02 | 2014-08-09 |