| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2017-11-13 | 2026-04-13 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2016-04-21 | 2026-04-13 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2015-03-31 | 2026-04-13 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2013-07-08 | 2014-10-25 |
| KGI WEALTH MANAGEMENT LIMITED | Rep | 证券交易 | 2013-07-08 | 2014-10-25 |