| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited | RO | 就证券提供意见 | 2026-06-26 | - |
| RO | 证券交易 | 2026-06-26 | - | |
| China Securities (International) Asset Management Company Limited | RO | 就证券提供意见 | 2022-04-27 | - |
| RO | 提供资产管理 | 2022-04-27 | - | |
| Rep | 就证券提供意见 | 2021-01-27 | 2022-04-27 | |
| Rep | 提供资产管理 | 2021-01-27 | 2022-04-27 | |
| China Securities (International) Brokerage Company Limited | Rep | 就证券提供意见 | 2021-01-27 | 2026-06-26 |
| Rep | 证券交易 | 2021-01-27 | 2026-06-26 | |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2016-05-30 | 2018-04-01 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2016-05-30 | 2018-04-01 |
| BOCOM International (Asia) Limited | Rep | 就机构融资提供意见 | 2014-07-23 | 2016-05-05 |
| Rep | 证券交易 | 2014-07-23 | 2016-05-05 | |
| Soochow Securities International Brokerage Limited | Rep | 证券交易 | 2013-12-02 | 2014-06-27 |
| Soochow Securities International Capital Limited | Rep | 就机构融资提供意见 | 2013-12-02 | 2014-06-27 |
| PLATINUM SECURITIES COMPANY LIMITED | Rep | 就机构融资提供意见 | 2013-07-08 | 2013-08-16 |
| Rep | 证券交易 | 2013-07-08 | 2013-08-16 |
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