Personnel Hong Kong SFC License Details (ID 2097775)

Personnel Hong Kong SFC License Details (ID 2097775)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Starfish Bay Limited	Rep	证券交易	2026-02-24	-
UBS SECURITIES ASIA LIMITED	Rep	期货合约交易	2024-09-27	2025-08-06
UBS SECURITIES HONG KONG LIMITED	Rep	期货合约交易	2024-09-27	2025-08-06
UBS SECURITIES ASIA LIMITED	RO	期货合约交易	2021-12-14	2024-09-27
UBS SECURITIES HONG KONG LIMITED	RO	期货合约交易	2021-12-14	2024-09-27
UBS SECURITIES ASIA LIMITED	Rep	期货合约交易	2017-06-26	2021-12-14
	Rep	证券交易	2017-06-26	2025-08-06
UBS SECURITIES HONG KONG LIMITED	Rep	期货合约交易	2017-06-26	2021-12-14
	Rep	证券交易	2017-06-26	2025-08-06
UBS SECURITIES ASIA LIMITED	Rep	期货合约交易	2017-05-11	2017-05-15
	Rep	证券交易	2017-05-11	2017-05-15
	Rep	期货合约交易	2016-11-04	2016-11-13
	Rep	证券交易	2016-11-04	2016-11-13
UBS DERIVATIVES HONG KONG LIMITED	Rep	期货合约交易	2013-07-10	2016-05-20
UBS SECURITIES ASIA LIMITED	Rep	期货合约交易	2013-07-10	2016-05-20
	Rep	证券交易	2013-07-10	2016-05-20
UBS SECURITIES HONG KONG LIMITED	Rep	证券交易	2013-07-10	2016-05-20