| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED | RO | 就证券提供意见 | 2011-04-28 | 2019-03-31 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 就证券提供意见 | 2010-02-17 | 2011-04-20 |
| Rep | 期货合约交易 | 2009-07-06 | 2011-04-20 | |
| Rep | 证券交易 | 2009-05-26 | 2011-04-20 | |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2007-09-25 | 2009-05-19 |
| CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | 提供资产管理 | 2006-05-22 | 2009-05-19 |
| Rep | 就机构融资提供意见 | - | 2003-12-17 | |
| Rep | 提供资产管理 | - | 2003-12-17 | |
| Rep | 就证券提供意见 | - | 2009-05-19 |