| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Wisdom Asset Management Limited (HK) | Rep | 就证券提供意见 | 2020-12-04 | - |
| Rep | 提供资产管理 | 2020-12-04 | - | |
| Rep | 证券交易 | 2020-12-04 | - | |
| Imperium International Asset Management Limited | Rep | 就期货合约提供意见 | 2014-08-08 | 2014-09-23 |
| Rep | 就证券提供意见 | 2014-08-08 | 2014-09-23 | |
| Rep | 提供资产管理 | 2014-08-08 | 2014-09-23 | |
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | 期货合约交易 | 2014-08-08 | 2014-09-23 |
| Rep | 证券交易 | 2013-07-15 | 2014-09-23 |