| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Marex Financial Services Hong Kong Limited | RO | 证券交易 | 2023-08-30 | - |
| Rep | 证券交易 | 2023-05-31 | 2023-08-30 | |
| Gateway Private Markets (HK) Limited | RO | 提供资产管理 | 2021-03-05 | 2023-05-20 |
| RO | 证券交易 | 2021-03-05 | 2023-05-20 | |
| Rep | 提供资产管理 | 2020-04-28 | 2021-03-05 | |
| Rep | 证券交易 | 2020-04-28 | 2021-03-05 | |
| SG SECURITIES (HK) LIMITED | Rep | 提供自动化交易服务 | 2019-07-02 | 2019-07-02 |
| Rep | 期货合约交易 | 2019-07-02 | 2019-07-02 | |
| Rep | 证券交易 | 2019-07-02 | 2019-07-02 | |
| Rep | 证券交易 | 2013-07-16 | 2015-04-01 |