| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2021-09-27 | - |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2021-09-27 | - |
| Rep | 证券交易 | 2021-09-27 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2013-07-17 | 2013-11-01 |
| Rep | 期货合约交易 | 2013-07-17 | 2021-06-25 | |
| Rep | 证券交易 | 2013-07-17 | 2021-06-25 |