| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED | Rep | 就证券提供意见 | 2026-10-20 | - |
| Rep | 提供资产管理 | 2026-10-20 | - | |
| Rep | 证券交易 | 2026-10-20 | - | |
| VGROWTH SECURITIES INTERNATIONAL FINANCIAL GROUP LIMITED | Rep | 提供资产管理 | 2026-01-16 | 2026-09-03 |
| Rep | 就证券提供意见 | 2025-12-03 | 2026-09-03 | |
| Rep | 证券交易 | 2025-10-23 | 2026-09-03 | |
| SBI China Capital Financial Services Limited | Rep | 证券交易 | 2025-04-11 | 2025-06-27 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2023-10-03 | 2025-04-01 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期货合约交易 | 2023-05-31 | 2023-07-14 |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2023-03-15 | 2023-07-14 |
| GP Bullhound Hong Kong Limited | RO | 证券交易 | 2020-12-17 | 2022-11-30 |
| Rep | 证券交易 | 2020-12-09 | 2020-12-17 | |
| JINGDONG SECURITIES LIMITED | RO | 就证券提供意见 | 2019-08-07 | 2020-10-31 |
| RO | 证券交易 | 2019-08-07 | 2020-10-31 | |
| Rep | 就证券提供意见 | 2019-08-06 | 2019-08-07 | |
| Rep | 证券交易 | 2019-08-06 | 2019-08-07 | |
| Rep | 提供资产管理 | 2019-08-06 | 2020-10-31 | |
| SP Global Access Limited | RO | 证券交易 | 2018-11-19 | 2019-06-06 |
| Rep | 证券交易 | 2017-10-20 | 2018-11-19 | |
| Grand China Securities Limited | Rep | 证券交易 | 2015-07-24 | 2017-08-31 |
| KINGSTON FUTURES LIMITED | Rep | 期货合约交易 | 2014-12-01 | 2015-07-10 |
| KINGSTON SECURITIES LIMITED | Rep | 证券交易 | 2014-12-01 | 2015-07-10 |
| Realord Asia Pacific Securities Limited | Rep | 证券交易 | 2013-07-19 | 2014-11-30 |
已采集记录中暂无金管局登记。