| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | Rep | 就证券提供意见 | 2022-09-19 | 2026-09-02 |
| Rep | 就机构融资提供意见 | 2022-09-02 | 2026-09-02 | |
| Rep | 证券交易 | 2022-09-02 | 2026-09-02 | |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2019-07-04 | 2022-08-13 |
| Rep | 证券交易 | 2019-07-04 | 2022-08-13 | |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2013-08-29 | 2013-09-09 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2013-08-29 | 2013-09-09 |
| Anbang Asset Management (Hong Kong) Co. Limited | Rep | 提供资产管理 | 2013-07-22 | 2013-08-13 |