| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GREEN HARMONY CAPITAL LIMITED | RO | 就证券提供意见 | 2022-07-18 | - |
| RO | 提供资产管理 | 2021-10-12 | - | |
| GREEN HARMONY SECURITIES LIMITED | RO | 就证券提供意见 | 2021-10-12 | - |
| RO | 证券交易 | 2021-10-12 | - | |
| GREEN HARMONY CAPITAL LIMITED | Rep | 提供资产管理 | 2021-09-06 | 2021-10-12 |
| GREEN HARMONY SECURITIES LIMITED | Rep | 就证券提供意见 | 2021-09-06 | 2021-10-12 |
| HONGKONG BAY ASSET MANAGEMENT LIMITED | RO | 就证券提供意见 | 2019-06-24 | 2021-09-04 |
| RO | 提供资产管理 | 2019-06-24 | 2021-09-04 | |
| Hongkong Bay Securities Limited | RO | 就证券提供意见 | 2019-06-24 | 2021-09-04 |
| RO | 证券交易 | 2019-06-24 | 2021-09-04 | |
| GRAND FU INTERNATIONAL SECURITIES LIMITED | RO | 期货合约交易 | 2018-06-05 | 2019-06-14 |
| Hang Tai Asset Management Limited | Rep | 就期货合约提供意见 | 2017-08-21 | 2019-06-14 |
| Rep | 就证券提供意见 | 2017-08-21 | 2019-06-14 | |
| Rep | 提供资产管理 | 2017-08-21 | 2019-06-14 | |
| GRAND FU INTERNATIONAL SECURITIES LIMITED | RO | 证券交易 | 2017-05-29 | 2019-06-14 |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2014-10-30 | 2016-12-23 |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2014-10-30 | 2016-12-23 |
| GRT Capital Management Limited | Rep | 提供资产管理 | 2014-04-01 | 2014-10-22 |
| Golden Hen Securities and Futures Limited | Rep | 期货合约交易 | 2013-07-22 | 2014-10-22 |
| Rep | 证券交易 | 2013-07-22 | 2014-10-22 |
已采集记录中暂无金管局登记。