| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2020-12-11 | - |
| Rep | 证券交易 | 2020-12-11 | - | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2020-12-11 | - |
| Citigroup Global Markets Asia Limited | Rep | 就证券提供意见 | 2018-11-07 | 2020-12-04 |
| Rep | 期货合约交易 | 2018-11-07 | 2020-12-04 | |
| Rep | 证券交易 | 2018-11-07 | 2020-12-04 | |
| Rep | 就证券提供意见 | 2013-07-29 | 2018-03-13 | |
| Rep | 期货合约交易 | 2013-07-29 | 2018-03-13 | |
| Rep | 证券交易 | 2013-07-29 | 2018-03-13 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2013-07-29 | 2013-08-31 |