| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就证券提供意见 | 2014-09-01 | 2014-11-18 |
| Rep | 提供资产管理 | 2014-09-01 | 2014-11-18 | |
| Rep | 证券交易 | 2014-09-01 | 2014-11-18 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2013-07-31 | 2014-08-09 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2013-07-31 | 2014-08-09 |