| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2021-09-20 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2020-11-17 | - |
| Rep | 证券交易 | 2020-11-11 | - | |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2020-03-16 | 2020-10-24 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2020-03-16 | 2020-10-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就证券提供意见 | 2013-08-06 | 2014-05-31 |
| Rep | 证券交易 | 2013-08-06 | 2014-05-31 |
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