| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2026-07-14 | - |
| Rep | 证券交易 | 2026-07-14 | - | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期货合约交易 | 2026-07-14 | - |
| Rep | 证券交易 | 2026-07-14 | - | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 提供自动化交易服务 | 2022-08-02 | 2026-04-14 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2018-07-31 | 2026-04-14 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2018-07-31 | 2026-04-14 |
| Rep | 证券交易 | 2018-07-31 | 2026-04-14 |
已采集记录中暂无金管局登记。