| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Chengxin (Asia Pacific) Credit Ratings Company Limited | RO | 提供信贷评级服务 | 2024-10-25 | - |
| Rep | 提供信贷评级服务 | 2019-02-01 | 2024-10-25 | |
| PAOCHU INVESTMENT ADVISORY LIMITED | Rep | 就证券提供意见 | 2017-07-13 | 2018-12-07 |
| Rep | 提供资产管理 | 2017-07-13 | 2018-12-07 | |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 证券交易 | 2016-04-25 | 2017-01-17 |
| SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | Rep | 期货合约交易 | 2013-08-09 | 2015-02-16 |
已采集记录中暂无金管局登记。