| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Interactive Brokers Hong Kong Limited | Rep | 杠杆式外汇交易 | 2017-08-03 | 2025-09-30 |
| Rep | 期货合约交易 | 2017-05-26 | 2025-09-30 | |
| Rep | 证券交易 | 2017-05-26 | 2025-09-30 | |
| CHIEF SECURITIES LIMITED | Rep | 就证券提供意见 | 2016-04-28 | 2017-04-14 |
| CHIEF COMMODITIES LIMITED | Rep | 期货合约交易 | 2015-09-24 | 2017-04-14 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2014-12-11 | 2017-04-14 |
| Rep | 证券交易 | 2013-08-15 | 2014-08-30 |