| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| C.P. FINANCIAL MANAGEMENT LIMITED | Rep | 提供资产管理 | 2018-07-23 | 2020-10-22 |
| C.P. SECURITIES INTERNATIONAL LIMITED | Rep | 证券交易 | 2018-05-21 | 2020-11-13 |
| KuCoin HK Limited | Rep | 证券交易 | 2017-11-24 | 2018-04-30 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2015-05-20 | 2017-11-14 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2013-08-19 | 2015-04-30 |