| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Hazel Securities Limited | RO | 就证券提供意见 | 2026-07-22 | - |
| RO | 证券交易 | 2026-07-22 | - | |
| RO | 提供资产管理 | 2026-06-03 | - | |
| Rep | 就证券提供意见 | 2026-01-15 | 2026-07-22 | |
| Rep | 证券交易 | 2026-01-15 | 2026-07-22 | |
| HARTFORD CAPITAL LIMITED | RO | 提供资产管理 | 2023-11-22 | 2025-09-30 |
| Rep | 提供资产管理 | 2023-10-03 | 2023-11-22 | |
| SHENG YUAN ASSET MANAGEMENT LIMITED | RO | 就证券提供意见 | 2021-08-18 | 2023-06-07 |
| RO | 提供资产管理 | 2021-08-18 | 2023-06-07 | |
| SHENG YUAN SECURITIES LIMITED | RO | 证券交易 | 2021-08-18 | 2023-06-07 |
| AUGUSTINE ASSET MANAGEMENT LIMITED | RO | 就证券提供意见 | 2020-08-12 | 2021-08-09 |
| RO | 提供资产管理 | 2020-08-12 | 2021-08-09 | |
| AUGUSTINE SECURITIES COMPANY LIMITED | RO | 证券交易 | 2020-08-12 | 2021-08-09 |
| AUGUSTINE ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2020-04-28 | 2020-08-12 |
| Rep | 提供资产管理 | 2020-04-28 | 2020-08-12 | |
| AUGUSTINE SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2020-04-28 | 2020-08-12 |
| MASON INVESTMENT MANAGEMENT LIMITED | Rep | 证券交易 | 2019-06-03 | 2019-11-15 |
| Rep | 就证券提供意见 | 2018-09-17 | 2019-11-15 | |
| Rep | 提供资产管理 | 2018-09-17 | 2019-11-15 | |
| SINOMAX SECURITIES LIMITED | Rep | 就证券提供意见 | 2016-11-07 | 2018-09-04 |
| Rep | 提供资产管理 | 2016-11-07 | 2018-09-04 | |
| Rep | 证券交易 | 2016-11-07 | 2018-09-04 | |
| SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就证券提供意见 | 2016-04-28 | 2016-06-01 |
| Rep | 提供资产管理 | 2016-04-28 | 2016-06-01 | |
| Rep | 证券交易 | 2016-04-28 | 2016-06-01 | |
| Quam Securities Limited | Rep | 提供资产管理 | 2014-08-08 | 2016-02-04 |
| Rep | 期货合约交易 | 2013-08-22 | 2016-02-04 | |
| Rep | 证券交易 | 2013-08-22 | 2016-02-04 |
已采集记录中暂无金管局登记。