| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Emperor Asset Management Limited | Rep | 就证券提供意见 | 2024-01-12 | - |
| Rep | 提供资产管理 | 2024-01-12 | - | |
| EMPEROR FUTURES LIMITED | Rep | 期货合约交易 | 2024-01-12 | - |
| Rep | 就期货合约提供意见 | 2024-01-12 | 2025-03-26 | |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2024-01-12 | - |
| Rep | 就证券提供意见 | 2024-01-12 | 2025-03-25 | |
| Emperor Wealth Management Limited | Rep | 证券交易 | 2024-01-12 | - |
| Rep | 就证券提供意见 | 2024-01-12 | 2025-03-25 | |
| SynerWealth Asset Management Limited | RO | 提供资产管理 | 2018-01-18 | 2024-01-02 |
| SynerWealth Financial Limited | Rep | 证券交易 | 2013-08-22 | 2017-12-28 |