| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就证券提供意见 | 2025-03-31 | - |
| Rep | 证券交易 | 2022-03-31 | - | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2022-03-31 | - |
| CSOP Asset Management Limited | Rep | 就证券提供意见 | 2020-11-19 | 2021-11-23 |
| Rep | 提供资产管理 | 2020-11-19 | 2021-11-23 | |
| CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2017-03-07 | 2020-11-15 |
| Rep | 提供资产管理 | 2017-03-07 | 2020-11-15 | |
| CHAOS INTERNATIONAL FINANCIAL LIMITED | Rep | 期货合约交易 | 2016-09-05 | 2017-02-23 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 就期货合约提供意见 | 2016-03-04 | 2016-07-29 |
| Rep | 期货合约交易 | 2016-03-04 | 2016-07-29 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 证券交易 | 2016-03-04 | 2016-07-29 |
| CHINA XIN YONGAN FUTURES COMPANY LIMITED | Rep | 就期货合约提供意见 | 2015-12-17 | 2016-02-05 |
| Rep | 期货合约交易 | 2013-08-23 | 2016-02-05 |
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