| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2024-10-03 | - |
| Rep | 证券交易 | 2024-10-03 | - | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期货合约交易 | 2022-05-20 | 2024-05-02 |
| Rep | 证券交易 | 2022-05-20 | 2024-05-02 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2015-07-08 | 2015-11-03 |
| Rep | 证券交易 | 2015-07-08 | 2015-11-03 | |
| Rep | 就期货合约提供意见 | 2015-07-08 | 2022-03-25 | |
| Rep | 期货合约交易 | 2015-07-08 | 2022-03-25 | |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就证券提供意见 | 2015-07-08 | 2022-03-25 |
| Rep | 证券交易 | 2015-07-08 | 2022-03-25 | |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2013-09-05 | 2015-07-03 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自动化交易服务 | 2013-09-05 | 2015-07-03 |
| Rep | 期货合约交易 | 2013-09-05 | 2015-07-03 | |
| Rep | 证券交易 | 2013-09-05 | 2015-07-03 |
已采集记录中暂无金管局登记。