| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | 证券交易 | 2021-04-12 | - |
| Merrill Lynch Far East Limited | RO | 期货合约交易 | 2021-04-12 | - |
| RO | 证券交易 | 2021-04-12 | - | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2020-08-03 | 2021-04-12 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2020-08-03 | 2021-04-12 |
| Rep | 证券交易 | 2020-08-03 | 2021-04-12 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期货合约交易 | 2019-06-18 | 2020-06-10 |
| Rep | 证券交易 | 2019-06-18 | 2020-06-10 | |
| Credit Suisse (Hong Kong) Limited | Rep | 期货合约交易 | 2013-09-09 | 2019-03-16 |
| Rep | 证券交易 | 2013-09-09 | 2019-03-16 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2013-09-09 | 2019-03-16 |
| Rep | 证券交易 | 2013-09-09 | 2019-03-16 |
已采集记录中暂无金管局登记。