| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2025-01-13 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2025-01-13 | - |
| Rep | 证券交易 | 2025-01-13 | - | |
| Win Harvest Asset Management Limited | Rep | 提供资产管理 | 2020-06-18 | 2020-09-25 |
| BOCI SECURITIES LIMITED | Rep | 期货合约交易 | 2015-01-07 | 2015-11-26 |
| Rep | 就证券提供意见 | 2013-09-13 | 2014-11-13 | |
| Rep | 证券交易 | 2013-09-13 | 2015-11-26 |