Maddocks, James Robert Kirkby Hong Kong SFC License Details (ID 2133582)

Maddocks, James Robert Kirkby Hong Kong SFC License Details (ID 2133582)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Citigroup Global Markets Asia Limited	Rep	期货合约交易	2017-03-20	2017-06-19
	Rep	证券交易	2017-03-20	2017-06-19
SG SECURITIES (HK) LIMITED	Rep	期货合约交易	2016-02-01	2016-08-26
	Rep	证券交易	2016-02-01	2016-08-26
Newedge Broker Hong Kong Limited	Rep	期货合约交易	2014-01-20	2016-07-29
SG Asset Finance (Hong Kong) Limited	Rep	期货合约交易	2014-01-20	2016-04-29
	Rep	证券交易	2014-01-20	2016-04-29
Newedge Broker Hong Kong Limited	Rep	期货合约交易	2013-09-17	2013-12-17
SG Asset Finance (Hong Kong) Limited	Rep	期货合约交易	2013-09-17	2013-12-17
	Rep	证券交易	2013-09-17	2013-12-17