| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期货合约交易 | 2024-09-04 | - |
| Rep | 证券交易 | 2024-09-04 | - | |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2018-08-07 | 2021-09-06 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2018-08-07 | 2021-09-06 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2014-06-12 | 2018-06-01 |
| WHARTON INVESTMENT ADVISORS LIMITED | Rep | 就期货合约提供意见 | 2013-09-23 | 2014-05-31 |
| Rep | 就证券提供意见 | 2013-09-23 | 2014-05-31 | |
| Rep | 提供资产管理 | 2013-09-23 | 2014-05-31 |