| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Central China International Futures Company Limited | Rep | 就期货合约提供意见 | 2017-10-18 | 2018-09-28 |
| Central China International Securities Co., Limited | Rep | 证券交易 | 2017-05-02 | 2019-02-20 |
| Rep | 就证券提供意见 | 2016-08-10 | 2019-02-20 | |
| Rep | 证券交易 | 2015-10-07 | 2016-08-10 | |
| BASIC ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2014-06-06 | 2015-09-05 |
| EMPEROR FUTURES LIMITED | Rep | 就期货合约提供意见 | 2013-10-15 | 2014-04-16 |
| Rep | 期货合约交易 | 2013-10-15 | 2014-04-16 | |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就证券提供意见 | 2013-10-15 | 2014-04-16 |
| Rep | 证券交易 | 2013-10-15 | 2014-04-16 |