| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| New Harvest Wealth Securities Company Limited | Rep | 就证券提供意见 | 2023-02-06 | - |
| Rep | 提供资产管理 | 2023-02-06 | - | |
| Rep | 证券交易 | 2023-02-06 | - | |
| AA Investment Management Limited | Rep | 就证券提供意见 | 2021-08-11 | 2022-01-07 |
| Rep | 提供资产管理 | 2021-08-11 | 2022-01-07 | |
| Rep | 证券交易 | 2021-08-11 | 2022-01-07 | |
| Finloop Finance Limited | Rep | 就证券提供意见 | 2020-10-16 | 2021-07-23 |
| Rep | 提供资产管理 | 2020-10-16 | 2021-07-23 | |
| RO | 证券交易 | 2020-09-18 | 2021-07-23 | |
| Rep | 证券交易 | 2020-06-03 | 2020-09-18 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2017-11-06 | 2020-04-19 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2017-11-06 | 2020-04-19 |
| DONGXING SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 证券交易 | 2016-03-07 | 2017-08-18 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2013-10-17 | 2016-02-26 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2013-10-17 | 2016-02-26 |
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