| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Y-Intercept (Hong Kong) Limited | Rep | 提供资产管理 | 2019-01-03 | 2025-10-08 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供资产管理 | 2016-11-09 | 2017-12-07 |
| Rep | 期货合约交易 | 2013-10-17 | 2017-11-09 | |
| Rep | 证券交易 | 2013-10-17 | 2017-11-09 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 证券交易 | 2013-10-17 | 2016-11-01 |