| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | 证券交易 | 2026-08-19 | - |
| Rep | 证券交易 | 2026-03-27 | 2026-08-19 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2018-01-17 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2018-01-17 | - |
| SG SECURITIES (HK) LIMITED | Rep | 提供自动化交易服务 | 2013-10-21 | 2017-06-30 |
| Rep | 期货合约交易 | 2013-10-21 | 2017-06-30 | |
| Rep | 证券交易 | 2013-10-21 | 2017-06-30 |