| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2023-09-12 | 2025-05-25 |
| Rep | 就证券提供意见 | 2023-09-12 | 2025-05-25 | |
| CLSA LIMITED | Rep | 证券交易 | 2023-09-12 | 2025-05-25 |
| SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | 证券交易 | 2013-11-04 | 2014-06-14 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2013-10-21 | 2013-10-22 |
| SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2013-10-21 | 2014-06-14 |