| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Akron Corporate Finance Limited | RO | 就机构融资提供意见 | 2013-10-03 | - |
| FORTUNE FINANCIAL CAPITAL LIMITED | RO | 证券交易 | 2010-01-27 | 2011-05-01 |
| RO | 就机构融资提供意见 | 2009-03-12 | 2013-09-30 | |
| PLATINUM SECURITIES COMPANY LIMITED | RO | 就机构融资提供意见 | 2008-03-28 | 2009-01-20 |
| RO | 证券交易 | 2008-03-28 | 2009-01-20 | |
| CCB INTERNATIONAL CAPITAL LIMITED | RO | 就机构融资提供意见 | 2008-01-03 | 2008-03-05 |
| RO | 证券交易 | 2008-01-03 | 2008-03-05 | |
| PLATINUM SECURITIES COMPANY LIMITED | RO | 就机构融资提供意见 | 2005-08-17 | 2007-09-17 |
| RO | 证券交易 | 2005-08-17 | 2007-09-17 | |
| Rep | 就机构融资提供意见 | 2005-06-07 | 2005-08-17 | |
| Rep | 证券交易 | 2005-06-07 | 2005-08-17 | |
| FIRST ASIA FINANCE GROUP LIMITED | RO | 证券交易 | 2005-03-23 | 2005-06-07 |
| RO | 就机构融资提供意见 | 2005-01-07 | 2005-06-07 | |
| Rep | 证券交易 | 2004-09-30 | 2005-03-23 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-09-30 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-09-30 | |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2005-01-07 |
已采集记录中暂无金管局登记。