| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 就期货合约提供意见 | 2019-08-26 | 2023-05-01 |
| Rep | 就证券提供意见 | 2019-08-26 | 2023-05-01 | |
| Rep | 证券交易 | 2019-08-26 | 2023-05-01 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自动化交易服务 | 2019-08-26 | 2023-05-01 |
| Rep | 期货合约交易 | 2019-08-26 | 2023-05-01 | |
| Rep | 证券交易 | 2019-08-26 | 2023-05-01 | |
| SG SECURITIES (HK) LIMITED | Rep | 提供自动化交易服务 | 2016-08-01 | 2019-04-04 |
| Rep | 期货合约交易 | 2016-08-01 | 2019-04-04 | |
| Rep | 证券交易 | 2016-08-01 | 2019-04-04 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2013-10-23 | 2016-06-03 |
| Rep | 提供自动化交易服务 | 2013-10-23 | 2016-06-03 | |
| Rep | 证券交易 | 2013-10-23 | 2016-06-03 |