| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2016-03-16 | 2016-04-18 |
| Rep | 就证券提供意见 | 2016-03-16 | 2016-04-18 | |
| CLSA LIMITED | Rep | 证券交易 | 2016-03-16 | 2016-04-18 |
| ROTHSCHILD & CO HONG KONG LIMITED | Rep | 就机构融资提供意见 | 2015-01-14 | 2015-10-01 |
| Rep | 就证券提供意见 | 2015-01-14 | 2015-10-01 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就机构融资提供意见 | 2013-10-24 | 2015-01-07 |