| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Marex Financial Services Hong Kong Limited | RO | 期货合约交易 | 2023-01-09 | - |
| RO | 证券交易 | 2023-01-09 | - | |
| Rep | 期货合约交易 | 2022-10-17 | 2023-01-09 | |
| Rep | 证券交易 | 2022-10-17 | 2023-01-09 | |
| Sunrise Brokers (Hong Kong) Limited | RO | 期货合约交易 | 2021-05-05 | 2022-05-20 |
| RO | 证券交易 | 2021-05-05 | 2022-05-20 | |
| Rep | 期货合约交易 | 2018-05-15 | 2021-05-05 | |
| Rep | 证券交易 | 2018-05-15 | 2021-05-05 | |
| Vantage Capital Markets HK Limited | Rep | 期货合约交易 | 2014-12-12 | 2018-03-30 |
| Rep | 证券交易 | 2014-12-12 | 2018-03-30 | |
| GFI (HK) SECURITIES L.L.C. | Rep | 提供自动化交易服务 | 2013-10-29 | 2014-11-30 |
| Rep | 证券交易 | 2013-10-29 | 2014-11-30 |