| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2020-03-26 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2015-06-17 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2015-06-17 | - |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 期货合约交易 | 2015-03-23 | 2015-06-08 |
| Rep | 证券交易 | 2015-03-23 | 2015-06-08 | |
| TFI Securities and Futures Limited | Rep | 期货合约交易 | 2013-11-04 | 2015-02-17 |
| Rep | 证券交易 | 2013-11-04 | 2015-02-17 |