| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2018-04-23 | 2021-05-03 |
| Rep | 就证券提供意见 | 2018-04-23 | 2021-05-03 | |
| Rep | 证券交易 | 2014-10-07 | - | |
| Rep | 期货合约交易 | 2014-10-07 | 2019-03-07 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 期货合约交易 | 2014-02-17 | 2014-08-08 |
| Rep | 就期货合约提供意见 | 2013-11-04 | 2014-08-08 |