| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 就期货合约提供意见 | 2022-11-22 | 2024-08-19 |
| Rep | 就证券提供意见 | 2022-11-22 | 2024-09-30 | |
| Rep | 期货合约交易 | 2022-11-22 | 2024-09-30 | |
| Rep | 证券交易 | 2022-11-22 | 2024-09-30 | |
| Rep | 就证券提供意见 | 2015-09-24 | 2017-04-14 | |
| Rep | 期货合约交易 | 2015-09-24 | 2017-04-14 | |
| Rep | 证券交易 | 2015-09-24 | 2017-04-14 | |
| Morgan Stanley Asia Limited | Rep | 就期货合约提供意见 | 2015-04-20 | 2015-07-07 |
| Rep | 就证券提供意见 | 2015-04-20 | 2015-07-07 | |
| Rep | 证券交易 | 2013-11-14 | 2015-07-07 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2013-11-14 | 2015-07-07 |