| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMB International Securities Limited | Rep | 证券交易 | 2024-11-22 | - |
| CMB International Capital Limited | Rep | 就机构融资提供意见 | 2017-08-15 | - |
| Rep | 证券交易 | 2017-08-15 | - | |
| Zhongrong International Capital Management Limited | Rep | 就证券提供意见 | 2016-05-06 | 2017-01-09 |
| Rep | 提供资产管理 | 2016-05-06 | 2017-01-09 | |
| RED CAPITAL GROUP LIMITED | Rep | 就机构融资提供意见 | 2014-11-04 | 2016-01-15 |
| Rep | 就证券提供意见 | 2014-11-04 | 2016-01-15 | |
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2013-11-26 | 2014-08-11 |
| Rep | 证券交易 | 2013-11-26 | 2014-08-11 |