| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2025-03-10 | 2025-03-12 |
| Rep | 证券交易 | 2025-03-10 | 2025-03-12 | |
| Rep | 期货合约交易 | 2023-11-24 | 2023-11-29 | |
| Rep | 证券交易 | 2023-11-24 | 2023-11-29 | |
| Rep | 期货合约交易 | 2017-06-01 | 2017-06-07 | |
| Rep | 证券交易 | 2017-06-01 | 2017-06-07 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2017-02-27 | 2017-03-30 |
| Rep | 证券交易 | 2017-02-27 | 2017-03-30 | |
| Rep | 期货合约交易 | 2016-01-27 | 2016-01-29 | |
| Rep | 证券交易 | 2016-01-27 | 2016-01-29 | |
| Rep | 期货合约交易 | 2015-11-27 | 2015-12-04 | |
| Rep | 证券交易 | 2015-11-27 | 2015-12-04 | |
| Rep | 期货合约交易 | 2013-11-27 | 2013-11-29 | |
| Rep | 证券交易 | 2013-11-27 | 2013-11-29 |